Duff Capital Advisors LP (Greenwich)


Duff Capital Advisors LP is a large advisory firm based in Greenwich. It manages $80 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Connecticut.

Duff Capital Advisors provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Duff Capital Advisors: assets under management

The assets under management (AUM) of Duff Capital Advisors LP is $80 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $80 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26.67 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Duff Capital Advisors LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Duff Capital Advisors LP

Eileen K Murray has been acting as President since 1 Oct 2007. Robin N/A Roger joined the executive team most recently as the General Counsel And Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robson Ventures Limited Liability Company Partner 1 Dec 2006 Other 20-8242632
Philip Nicholas Duff Ceo 1 Jan 2007 Other 1925243
Eileen K Murray President 1 Oct 2007 Other 1830917
Duff Capital Advisors General Partners Limited Liability Company Partner 1 Oct 2007 Other 26-1440717
Eileen Katherine Murray President 1 Oct 2007 Other 1830917
Perry Poulos Cfo, coo 1 Nov 2007 Other 1919957
Lg Duff Limited Liabilty Company Partner 1 Nov 2007 75% - 100% 26-1515517
Perry N/A Poulos Cfo, coo 1 Nov 2007 Other 1919957
Robin Roger Chief compliance officer, general counsel 1 Mar 2008 Other 2018811
Robin N/A Roger Chief compliance officer, general counsel 1 Mar 2008 Other 2018811
Charles Lerner Chief compliance officer 1 Jun 2008 Other 5115759
Robin N/A Roger General counsel and chief compliance officer 1 Dec 2008 Other 2018811

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Lindsay Goldberg & Bessemer General Partner Ii Limited Liability Company General partner 1 Jul 2006 Other 20-5182337
Lindsay Goldberg And Bessemer Ii Aiv Limited Partner Partner 1 Apr 2007 25% - 50% 26-1515517

Based in Greenwich

The principal office where Duff Capital Advisors LP performs its advisory services is located at 100 Field Point Road, Greenwich, CT 06830, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-742-5200 or by fax 203-422-2461. The normal business hours are 8 am- 6 pm on Monday - Friday. You can find more information about the New York firm at www.duffca.com.