Dice, Thomas Joel is a large advisory firm based in Mitchell. It manages $128.59 million of regulatory assets for 95 client accounts. It has been registered with the SEC as an adviser since 2019.
Dice, Thomas Joel provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Dice, Thomas Joel is $128.59 million. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Dice, Thomas Joel for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Dice, Thomas Joel is pension and profit sharing plans with 8 clients and $83.93 million of assets under management. Among the 8 most similar advisory firms, Dice, Thomas Joel has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $128.59 million for 63 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Dice, Thomas Joel doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Dice, Thomas Joel performs its advisory services is located at 1716 N Sanborn Blvd., Mitchell, SD 57301 The mailing address of the firm is Po Box 790, Mitchell, SD 57301. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 605-996-7171 or by fax 605-996-1781. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at dicefinancial.com.