The Oxford Private Client Group, LLC (Wayzata)


The Oxford Private Client Group, LLC is an adviser based in Wayzata. It manages $16.32 million of regulatory assets for 45 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Arizona, California, Florida, and Minnesota.

The Oxford Private Client Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

The Oxford Private Client Group: assets under management

The assets under management (AUM) of The Oxford Private Client Group, LLC is $16.32 million. The firm's AUM has gone down by -45% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $15.32 million in discretionary accounts and $1 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $373.56 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $250 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Oxford Private Client Group, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Oxford Private Client Group, LLC

Christopher Pettengill has been acting as President since 1 Aug 2005. Jason Bo Alan Beckman joined the executive team most recently as the President, Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Christopher Pettengill Member 1 Jul 2005 Other 1696077
Christopher Pettengill Director 1 Aug 2005 25% - 50% 1696077
Eric Erickson Director 1 Aug 2005 Other 726668
Jason Bo Alan Beckman Director 1 Aug 2005 25% - 50% 2046999
Jason Bo Alan Beckman President, chief compliance officer 1 May 2007 75% - 100% 2046999
Jason Bo Alan Beckman President, chief compliance officer 1 May 2009 75% - 100% 2046999

Based in Wayzata

The principal office where The Oxford Private Client Group, LLC performs its advisory services is located at 125 W. Lake Street, Ste 200, Wayzata, MN 55391, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 612-435-7008 or by fax 612-435-7002. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday.