Securities Management And Research, Inc. is a related adviser based in Marion. It manages $3.34 million of regulatory assets for 25 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, Georgia, Iowa, and 4 other states.
Securities Management And Research provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Securities Management And Research, Inc. is $3.34 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Securities Management And Research, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Robert Eugene Lucas has been acting as President since 1 Nov 1982. Richard Maurice Murphy joined the executive team most recently as the President.
The principal office where Securities Management And Research, Inc. performs its advisory services is located at 701 Tama St, Marion, IA 52302 The mailing address of the firm is Po Box 868, Marion, IA 52302. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 855-767-5700 or by fax 319-730-5413. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.smrinvest.com.