Neuberger Berman Singapore Pte. Limited (Singapore)


Neuberger Berman Singapore Pte. Limited is a large advisory firm based in Singapore. It manages $16.37 billion of regulatory assets for 36 client accounts. It has been registered with the SEC as an adviser since 2013.

Neuberger Berman Singapore Pte. Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Neuberger Berman Singapore Pte. Limited: assets under management

The assets under management (AUM) of Neuberger Berman Singapore Pte. Limited is $16.37 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 8313% since the beginning of its operation, and $15.65 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $16.37 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $454.76 million each.

Investments

The firm invests in sovereign bonds the most. They account for 78% of the total AUM. The second-largest asset type is non-investment grade corporate bonds, which make up 8% of the firm’s portfolio. Investments in investment grade corporate bonds form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Neuberger Berman Singapore Pte. Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Heather P. Zuckerman serves?

The firm provides services to insurance companies, other investment advisers, pooled investment vehicles, pension and profit sharing plans, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Heather P. Zuckerman is pooled investment vehicles with 15 clients and $12.19 billion of assets under management. Among the 5 most similar advisory firms, Neuberger Berman Singapore Pte. Limited has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $16.37 billion for 33 clients. 79% of the firm’s clients are foreign persons or businesses.

Neuberger Berman Singapore Pte. Limited also advises several private funds.

Careers at Neuberger Berman Singapore Pte. Limited

The company employs 26 people that are either part- or full-time employees. 38 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Heather P. Zuckerman has been acting as President since 1 Nov 2009. Travis Chia joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Neuberger Berman Asia Holdings Ii Llc Holding company 1 May 2009 75% - 100% 80-0357883
Heather P. Zuckerman Director 1 Nov 2009 Other 4107706
Jason Christopher Davenant Henchman Director 1 Mar 2010 Other 5389862
Nicholas John Francis Hoar Director 1 Oct 2011 Other 6044546
Vincent Ong Sin Lim Director 1 Jul 2012 Other 6276066
Travis Chia Chief compliance officer 1 Sep 2013 Other 6276071

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Neuberger Berman Asia Holdings Llc Member 1 May 2009 75% - 100% 36-4651286
Neuberger Berman Group Llc Member 1 May 2009 75% - 100% 61-1591182
Llc Nbsh Acquisition Member 1 May 2009 75% - 100% 26-4383171

Based in Singapore

The principal office where Neuberger Berman Singapore Pte. Limited performs its advisory services is located at 10 Collyer Quay, Singapore, 049315, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 65-6645-3760 or by fax 65-6725-0649. The normal business hours are 9.00 am - 6.00 pm on Monday - Friday. You can find more information about the New York firm at nb.com.