Lw Investment Management (Usa) LLC (Miami)


Lw Investment Management (Usa) LLC is an adviser based in Miami. It manages $31.3 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Florida.

Lw Investment Management (Usa) provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lw Investment Management (Usa): assets under management

The assets under management (AUM) of Lw Investment Management (Usa) LLC is $31.3 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lw Investment Management (Usa) LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lw Investment Management (Usa) LLC

Carlos Zalles has been acting as President since 1 Nov 2010. Alberto Eutimio Batista joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Alfredo Gonzalez Cfa 1 Sep 2007 Other 5849399
Ltd Lw Investment Management Shareholder 1 Jul 2010 75% - 100% foreign
Miguel Angel Casanova Coo 1 Sep 2010 Other 5849387
Gail Segal Evp 1 Sep 2010 Other 5849401
Carlos Zalles President 1 Nov 2010 50% - 75% 5071305
Alberto Eutimio Batista Chief compliance officer 1 Mar 2011 Other 2289774

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Carlos Zalles Shareholder 1 Sep 1994 75% - 100% 5071305
Hampton Corp Shareholder 1 Jul 1999 25% - 50% foreign
Jaime Perez Shareholder 1 Oct 2007 75% - 100% 5848894
Lw Securities Ltd Shareholder 1 Dec 2007 50% - 75% foreign
Carlos Zalles Shareholder 1 Dec 2007 25% - 50% 5071305
Amana Management Sa Shareholder 1 Dec 2007 25% - 50% foreign

Based in Miami

The principal office where Lw Investment Management (Usa) LLC performs its advisory services is located at 1111 Brickell Avenue, Miami, FL 33131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 786.353.0036 or by fax 305.400.0290. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at www.lwimusa.com.