Charterwest Inc. is a large advisory firm based in Newport Beach. It manages $30 million of regulatory assets for 60 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.
Charterwest provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Charterwest Inc. is $30 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Charterwest Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Jerry Lee Parker has been acting as President since 1 Feb 1989. Morgan Robert Christen joined the executive team most recently as the President.
The principal office where Charterwest Inc. performs its advisory services is located at 4425 Jamboree Rd., Suite 125, Newport Beach, CA 92660, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 949-955-1552 or by fax 949-724-9665. The normal business hours are 8am - 4pm on Monday - Friday.