Yale Capital Corp. (St. Petersburg)


Yale Capital Corp. is a large advisory firm based in St. Petersburg. It manages $524.88 million of regulatory assets for 267 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California, Florida, Illinois, and 4 other states.

Yale Capital Corp provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Yale Capital Corp: assets under management

The assets under management (AUM) of Yale Capital Corp. is $524.88 million. The firm's AUM has grown by 192% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $524.69 million in discretionary accounts and $181.41 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.05 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $16.49 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Yale Capital Corp. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Yale Capital Corp.

Cheyne Clifford Pace has been acting as President since 1 Oct 2004. Sandra Alva Pace joined the executive team most recently as the Vice President/Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Cheyne Clifford Pace President 1 Oct 2004 75% - 100% 2526747
Ruth Marie Hewlett Chief compliance officer 1 Feb 2005 Other 1915773
Catherine Mary Cheshire Chief compliance officer 1 Nov 2006 Other 1915773
Sandra Alva Pace Vice president/secretary 1 Dec 2007 50% - 75% 5501580

Based in St. Petersburg

The principal office where Yale Capital Corp. performs its advisory services is located at Coast Bank 111 Second Ave Ne, St. Petersburg, FL 33701, which is also the mailing address of the firm. An additional office of the firm is in Spicewood, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 727-823-0006 or by fax 727-502-9059. The normal business hours are 9:00am - 5:00pm on Monday - Friday.