Cheswick Investment Co Incorporated (Rowayton)


Cheswick Investment Co Incorporated is a large advisory firm based in Rowayton. It manages $250.4 million of regulatory assets for 248 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Connecticut, and 12 other states.

Cheswick Investment Co Incorporated provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cheswick Investment Co Incorporated: assets under management

The assets under management (AUM) of Cheswick Investment Co Incorporated is $250.4 million. The firm's AUM has gone down by -70% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $246.96 million in discretionary accounts and $3.44 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $999.83 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.44 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cheswick Investment Co Incorporated for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cheswick Investment Co Incorporated

Richard Reid Cheswick has been acting as President since 1 May 1986. Diane Larsen Labarbera joined the executive team most recently as the Secretary/Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Richard Reid Cheswick President 1 May 1986 25% - 50% 2182648
Diane Larsen Labarbera Secretary 1 May 1986 Other 4341842
Ruth Roberts Cheswick Vice president 1 May 1986 Other 4341856
Susan Cheswick Brewer Vice president 1 May 1997 Other 4341772
Carol Cheswick Ross Vice president 1 May 1997 Other 1575200
William Roberts Cheswick Shareholder 1 Jun 1998 Other 4341863
Chescap Limited Partnership Shareholder 1 Jun 1998 Other 06-1472298
David Pierson Tuttle Vice president 1 Dec 1999 Other 4341848
Susan Cheswick Brewer President 1 Feb 2002 Other 4341772
Richard Reid Cheswick Chairman 1 Feb 2002 25% - 50% 2182648
Carol Cheswick Ross President 1 Feb 2002 Other 1575200
Diane Larsen Labarbera Secretary/chief compliance officer 1 May 2004 Other 4341842

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Richard Reid Cheswick General partner 1 Jan 1997 Other 2182648
Carol Cheswick Ross Limited partner 1 Jan 1997 25% - 50% 1575200
Ruth Roberts Cheswick General partner 1 Jan 1997 Other 4341856
Susan Cheswick Brewer Limited partner 1 Jan 1997 25% - 50% 4341772
William Roberts Cheswick Limited partner 1 Jan 1997 25% - 50% 4341863

Based in Rowayton

The principal office where Cheswick Investment Co Incorporated performs its advisory services is located at 131 Rowayton Avenue, Rowayton, CT 06853, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-956-7000 or by fax 203-956-7015. The normal business hours are 9 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.cheswickinvestment.com.