Ottaviano & Associates, LLC (Casole D'elsa)


Ottaviano & Associates, LLC is an adviser based in Casole D'elsa. It manages $2.24 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2010.

Ottaviano & Associates provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ottaviano & Associates: assets under management

The assets under management (AUM) of Ottaviano & Associates, LLC is $2.24 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -25% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.24 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $223.9 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 53% of the total AUM. The second-largest asset type is investment and business development companies, which make up 36% of the firm’s portfolio. Investments in cash and cash equivalents form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ottaviano & Associates, LLC for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ottaviano & Associates serves?

The only and largest group of clients of Ottaviano & Associates is individuals with 9 clients and $989.04 thousand of assets under management. Among the 3 most similar advisory firms, Ottaviano & Associates has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $989.04 thousand for 9 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Ottaviano & Associates doesn't advise any private funds.

Careers at Ottaviano & Associates, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Catherine Auffenorde Ottaviano Chief compliance officer/managing member 1 Jan 2010 75% - 100% 2028649

Based in Casole D'elsa

The principal office where Ottaviano & Associates, LLC performs its advisory services is located at La Casetta, Casole D'elsa, 53031, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 39-0577-948-269. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at intl-teacherinvest.com.