Rutland Dickson Asset Management Inc (Dallas)


Rutland Dickson Asset Management Inc is a large advisory firm based in Dallas. It manages $66.47 million of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Texas.

Rutland Dickson Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rutland Dickson Asset Management: assets under management

The assets under management (AUM) of Rutland Dickson Asset Management Inc is $66.47 million. The firm's AUM has grown by 62% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $66.21 million in discretionary accounts and $264.59 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.68 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $88.2 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rutland Dickson Asset Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rutland Dickson Asset Management Inc

Barbara Dicksonsmiley has been acting as President since 1 May 1996. Patricia Rutland joined the executive team most recently as the Vice President/Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Patricia Rutland Vice president 1 May 1996 25% - 50% 4349025
Barbara Dicksonsmiley President 1 May 1996 50% - 75% 1770977
Barbara Dickson President 1 May 1996 50% - 75% 1770977
Patricia Rutland Vice president/chief compliance officer 1 Jul 2005 25% - 50% 4349025

Based in Dallas

The principal office where Rutland Dickson Asset Management Inc performs its advisory services is located at 1901 North Akard Street, Dallas, TX 75201 2305, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-969-7088 or by fax 214-953-1432. The normal business hours are 9:00am-4:30pm on Monday - Friday. You can find more information about the New York firm at www.rutlanddickson.com.