Triad Advisors, LLC is a large advisory firm based in Norcross. It manages $921 million of regulatory assets for 3,342 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
Triad Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and publication of newsletters. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Triad Advisors, LLC is $921 million. The firm's AUM has grown by 14% since the beginning of its operation, and $745.04 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Triad Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Mark Christian Mettelman is individuals with 2,952 clients and $669.7 million of assets under management. Among the 12 most similar advisory firms, Triad Advisors has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $921 million for 3,342 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Triad Advisors doesn't advise any private funds.
The company employs 199 people that are either part- or full-time employees. 62 percent of the employees work as investment advisers or researchers. 123 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
Mark Christian Mettelman has been acting as President since 1 Mar 1998. Stephen Stanley Dudas joined the executive team most recently as the Finop, Principal Financial Officer.
The principal office where Triad Advisors, LLC performs its advisory services is located at 5155 Peachtree Parkway, Norcross, GA 30092, which is also the mailing address of the firm. An additional office of the firm is in Charlotte, NC. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 800-720-4003 or by fax 678-291-9706. The normal business hours are 9:00am-5:00pm est on Monday - Friday. You can find more information about the New York firm at triad-advisors.com.