ALPine Capital Strategies LLC (New York)

ALPine Capital Strategies LLC is a large advisory firm based in New York. It manages $219.57 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2001.

ALPine Capital Strategies provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

ALPine Capital Strategies: assets under management

The assets under management (AUM) of ALPine Capital Strategies LLC is $219.57 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 277% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $219.57 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $54.89 million each.

Investments

The firm invests in state and local bonds the most. They account for 70% of the total AUM. The second-largest asset type is exchange traded securities, which make up 13% of the firm’s portfolio. Investments in cash and cash equivalents form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay ALPine Capital Strategies LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at ALPine Capital Strategies LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Michael Aboodi	Member/chief compliance officer	1 Mar 2000	25% - 50%	4366116
Henry Jonas Aboodi	Member	1 Mar 2000	25% - 50%	2833126
Abigail Sue Hoffman	Member	1 Mar 2000	25% - 50%	4366115

Based in New York

The principal office where ALPine Capital Strategies LLC performs its advisory services is located at 680 Fifth Avenue, New York, NY 10019 5464, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 201-826-0051 or by fax NA. The normal business hours are as required on Monday - Friday.