Jefferies Private Client Advisers, LLC (New York)


Jefferies Private Client Advisers, LLC is a large advisory firm based in New York. It manages $438 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, Connecticut, Illinois, and New York.

Jefferies Private Client Advisers provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Jefferies Private Client Advisers: assets under management

The assets under management (AUM) of Jefferies Private Client Advisers, LLC is $438 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $438 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $87.6 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Jefferies Private Client Advisers, LLC for their services and products based on a percentage of assets under management, commissions, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Jefferies Private Client Advisers, LLC

John Edward Wilson has been acting as President since 1 Oct 2002. John Thomas Sutton joined the executive team most recently as the Evp, Pcs Division.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Jefferies Group Member and manager 1 Jun 2002 75% - 100% 95-4719745
John Edward Wilson President 1 Oct 2002 Other 469201
Barry David Ackerman Executive vice president 1 Oct 2002 Other 739
Benedict Anthony Fiducia Executive vice president 1 Oct 2002 Other 207185
John Thomas Sutton Executive vice president 1 Oct 2002 Other 4285260
Roland Thomas Kelly Senior vice president and secretary 1 Oct 2002 Other 4333694
Roland Thomas Kelly Secretary 1 Oct 2004 Other 4333694
Ronald Stanley Filipowicz Chief compliance officer 1 Oct 2004 Other 1510741
John Thomas Sutton Evp, pcs division 1 Jan 2006 Other 4285260
Roland Thomas Kelly Assistant secretary 1 Jan 2006 Other 4333694
Ronald Stanley Filipowicz Svp, pcs division 1 Jan 2006 Other 1510741
Richard Brian Handler Co-ceo, high yield division 1 Jan 2006 Other 1563245
Joseph Arthur Schenk Chief financial officer 1 Jan 2006 Other 1474995
Robert Joseph Albano Chief compliance officer 1 Jan 2006 Other 875912
David William Schwartz Evp, high yield division 1 Jan 2006 Other 1797897
Charles Chenalt Baber Co-ceo, pcs division 1 Jan 2006 Other 1792074
Patricia Schoor Rube Secretary 1 Jan 2006 Other 4532740

Based in New York

The principal office where Jefferies Private Client Advisers, LLC performs its advisory services is located at 520 Madison Avenue, 12 Th Floor, New York, NY 10022 4213, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-284-2262 or by fax 917-421-1997. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.