Wayne Hummer Asset Management Company (Chicago)

Name: Wayne Hummer Asset Management Company
Address: 222 South Riverside Plaza, Chicago, IL, 60606
Telephone: 312-431-1700

Wayne Hummer Asset Management Company is a large advisory firm based in Chicago. It manages $1.03 billion of regulatory assets for 497 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona, California, Colorado, and 13 other states.

Wayne Hummer Asset Management Company provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Wayne Hummer Asset Management Company: assets under management

The assets under management (AUM) of Wayne Hummer Asset Management Company is $1.03 billion. The firm's AUM has gone down by -3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $497.43 million in discretionary accounts and $534.92 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $534.92 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wayne Hummer Asset Management Company for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Wayne Hummer Asset Management Company

David Alan Dykstra has been acting as President since 1 May 2002. Whamco Holding Company joined the executive team most recently as the Corporate Parent.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Philip Wayne Hummer	Managing director	1 Dec 1981	Other	253045
Elliott Joseph Silver	Compliance director	1 Oct 1994	Other	1594446
Wintrust Financial Corp.	Corporate parent	1 Feb 2002	75% - 100%	36-3873352
David Philip Poitras	Managing director - first vice president	1 May 2002	Other	1408040
George Theodore Becker	Chief financial officer	1 May 2002	Other	868248
Mark Hilbert Dierkes	Managing director - secretary	1 May 2002	Other	2782773
Thomas James Rowland	Managing director - first vice president	1 May 2002	Other	406189
James Francis Duca	Managing director - president	1 May 2002	Other	2435198
Jean Marie Maurice	Treasurer	1 May 2002	Other	2125762
David Alan Dykstra	Director	1 May 2002	Other	4496751
John Stoll Lillard	Director	1 May 2002	Other	309614
Edward Joseph Wehmer	Director	1 May 2002	Other	4496671
Joseph Alaimo	Director	1 May 2002	Other	4551097
Stanley R Weinberger	Director	1 Jul 2002	Other	4588175
Bert A Getz	Director	1 Jul 2002	Other	4588181
Hollis William Rademacher	Director	1 Jul 2002	Other	1677342
Richard P. Spicuzza	Director	1 Jul 2002	Other	4588185
Raymond Louis Kratzer	Director	1 Jul 2002	Other	825724
Robert C Staley	Director	1 Jul 2002	Other	4588384
Stanley Robert Weinberger	Director	1 Jul 2002	Other	4588175
Bert Atwater Getz	Director	1 Jul 2002	Other	4588181
Richard Peter Spicuzza	Director	1 Jul 2002	Other	4588185
James Paul Richter	Managing director	1 Feb 2003	Other	1104618
Seamon Andrew Lincoln	Managing director	1 Feb 2003	Other	309758
Seamon Andrew Lincoln	Managing director/president	1 Mar 2004	Other	309758
Elliott Joseph Silver	Chief compliance officer	1 Oct 2004	Other	1594446
James Francis Duca	Managing director/ceo	1 Oct 2004	Other	2435198
Seamon Andrew Lincoln	Managing director	1 Oct 2004	Other	309758
William James Reilly	Chief financial officer	1 Mar 2005	Other	2807975
Thomas Patrick Zidar	Chairman	1 Jun 2006	Other	2128329
Keith John Kotche	Director	1 Aug 2006	Other	4868782
Jenny Jo Charles	Chief operations officer	1 Aug 2006	Other	2350604
Thomas Patrick Zidar	Chairman & ceo	1 Sep 2006	Other	2128329
Thomas Martin Paulus	Chief financial officer	1 Mar 2007	Other	1077751
Daniel Joseph Cardell	President & cio	1 Jan 2008	Other	2761476
Todd D Doersch	Head of product management	1 Jan 2008	Other	4682560
Daniel Joseph Cardell	President, cio, director	1 Feb 2008	Other	2761476
Todd D Doersch	Director & head of product management	1 Feb 2008	Other	4682560
Scott Keith Heitmann	Director	1 Jul 2008	Other	2351200
Whamco Holding Company	Corporate parent	1 Nov 2008	75% - 100%	36-3153396
David Alan Dykstra	Manager	1 Nov 2008	Other	4496751
John Stoll Lillard	Manager	1 Nov 2008	Other	309614
Stanley Robert Weinberger	Manager	1 Nov 2008	Other	4588175
Bert Atwater Getz	Manager	1 Nov 2008	Other	4588181
Thomas Patrick Zidar	Manager chairman & ceo	1 Nov 2008	Other	2128329
Keith John Kotche	Manager	1 Nov 2008	Other	4868782
Daniel Joseph Cardell	President, cio, manager	1 Nov 2008	Other	2761476
Todd D Doersch	Manager & head of product management	1 Nov 2008	Other	4682560
Scott Keith Heitmann	Manager	1 Nov 2008	Other	2351200

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Wintrust Financial Corporation	Direct owner	1 Nov 2008	75% - 100%	36-3873352

Based in Chicago

The principal office where Wayne Hummer Asset Management Company performs its advisory services is located at 222 South Riverside Plaza, Chicago, IL 60606 The mailing address of the firm is Po Box 750, Chicago, IL 60606 0750. An additional office of the firm is in Lake Forest, IL. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 312-431-1700 or by fax 312-431-0704. The normal business hours are 8:15am - 4:45pm on Monday - Friday. You can find more information about the New York firm at www.whmgtco.com.