R. Eliot King & Associates Inc. (Menlo Park)


R. Eliot King & Associates Inc. is a large advisory firm based in Menlo Park. It manages $51.63 million of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Massachusetts, New Hampshire, and Texas.

R. Eliot King & Associates provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

R. Eliot King & Associates: assets under management

The assets under management (AUM) of R. Eliot King & Associates Inc. is $51.63 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -79% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $51.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.72 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay R. Eliot King & Associates Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at R. Eliot King & Associates Inc.

Robert Eliot King has been acting as President since 1 Apr 1973. Mark Andrew Hartmann joined the executive team most recently as the Vice President, Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert Eliot King Chairman 1 Apr 1973 Other 4392104
John Kasper Nelson President, director, shareholder 1 Oct 1986 25% - 50% 2551982
Barbara Skinner Joyner Treasurer, v.p. admin, director 1 Sep 1993 Other 2536873
Cynthia Marie King Guffey Shareholder, director 1 Oct 1993 Other 4392174
Jennifer Carolyn King Shareholder 1 Oct 1993 Other 4392133
Timothy Charles Fredel Shareholder 1 Oct 1993 Other 4392137
Alan Barnett Guffey Shareholder 1 Oct 1993 Other 4392178
John Bradford King Shareholder 1 Oct 1993 Other 4392179
Pamela Jean King Shareholder 1 Oct 1993 Other 4392182
Wendy Lee Fisher Shareholder, vice president 1 Oct 1996 Other 2591920
Thomas L Sabel Shareholder, vice president 1 Oct 1997 Other 2704311
Douglas Raymond Mogica Director 1 Oct 1999 Other 4392263
Emily R. Nelson Director 1 Dec 2004 Other 4943371
Emily Renee Nelson Director 1 Dec 2004 Other 4943371
Mark Andrew Hartmann Vice president, shareholder 1 Sep 2005 Other 4655087

Based in Menlo Park

The principal office where R. Eliot King & Associates Inc. performs its advisory services is located at 830 Menlo Avenue, Menlo Park, CA 94025, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-854-2882 or by fax 650-854-8122. The normal business hours are 8 a.m. - 5 p.m. on Monday - Friday.