Sb Capital Management, Inc. (Encino)


Sb Capital Management, Inc. is a large advisory firm based in Encino. It manages $741.44 million of regulatory assets for 1,084 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of California.

Sb Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sb Capital Management: assets under management

The assets under management (AUM) of Sb Capital Management, Inc. is $741.44 million. The firm's AUM has grown by 2018% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $739.58 million in discretionary accounts and $1.86 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $688.62 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $186.36 thousand.
Sb Capital Management has custody of $373.26 million in cash and securities for 153 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 31% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 23% of the firm’s portfolio. Investments in state and local bonds form 23% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sb Capital Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Matthew Allan Burke serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Matthew Allan Burke is high net worth individuals with 73 clients and $607.54 million of assets under management. Among the 9 most similar advisory firms, Sb Capital Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $741.44 million for 256 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Sb Capital Management also advises several private funds. Namely, one hedge fund and four private equity funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $250,000.

Careers at Sb Capital Management, Inc.

The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Matthew Allan Burke has been acting as President since 1 Apr 2001. Stephanie Nicole Connor joined the executive team most recently as the Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Matthew Allan Burke President 1 Apr 2001 25% - 50% 3241142
Sandy Marvin Singer Chief financial officer 1 Apr 2001 25% - 50% 4263817
Aaron Wolf Zimmer Vice president 1 Apr 2001 Other 3167238
Richard S. Singer Chief operations officer 1 Dec 2001 Other 4686283
Jill Anne Herbert Compliance officer 1 Oct 2004 Other 3254812
Amitha K Harichandran Chief compliance officer 1 Jun 2011 Other 5295331
Stephanie Nicole Connor Secretary 1 Feb 2012 Other 5272719

Based in Encino

The principal office where Sb Capital Management, Inc. performs its advisory services is located at 6345 Balboa Blvd., Building 4, Encino, CA 91316, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 818-774-1000 X 105 or by fax 818-475-1633. The normal business hours are 9:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at singerburke.com.