Willms Anderson, S.C. (Thiensville)


Willms Anderson, S.C. is a large advisory firm based in Thiensville. It manages $78.37 million of regulatory assets for 26 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of Wisconsin.

Willms Anderson, S.C provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Willms Anderson, S.C: assets under management

The assets under management (AUM) of Willms Anderson, S.C. is $78.37 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $28.58 million in discretionary accounts and $49.79 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.15 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.26 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Willms Anderson, S.C. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Willms Anderson, S.C.

Willms Anderson, S.C. is owned by Andrew John Willms. Daniel James Burke joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Andrew John Willms Owner 1 Dec 1991 75% - 100% 4786893
Scott Griffith Burns Partner 1 Dec 2001 25% - 50% 4616511
Katherine Ann Brown Cco 1 Sep 2004 Other 4090209
James R Hennick Chief compliance officer 1 May 2005 Other 5043392
Michael John Willms Cco 1 Mar 2006 Other 1001333
Daniel James Burke Chief compliance officer 1 Mar 2007 Other 5316732

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Andrew J Willms Owner 1 Dec 1991 75% - 100% 4786893

Based in Thiensville

The principal office where Willms Anderson, S.C. performs its advisory services is located at 414 N. Main Street, Thiensville, WI 53092, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 262-238-6996 or by fax 262-238-6999. The normal business hours are 8:30-5:30 on Monday - Friday. You can find more information about the New York firm at www.estatecounselors.com.