Aletheia Analyst Network Limited (Hong Kong)


Aletheia Analyst Network Limited is an adviser based in Hong Kong. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California, New York, and Texas.

Aletheia Analyst Network Limited provides selection of other advisers, publication of newsletters, security ratings or pricing services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Aletheia Analyst Network Limited for their services and products based on subscription fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Aletheia Analyst Network Limited serves?

The firm provides services to investment companies, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The largest group of clients of Aletheia Analyst Network Limited is investment companies with 103 clients and $0 of assets under management. Among the 4 most similar advisory firms, Aletheia Analyst Network Limited has the highest percentage of investment companies out of all clients.

85% of the firm’s clients are foreign persons or businesses.

Aletheia Analyst Network Limited doesn't advise any private funds.

Careers at Aletheia Analyst Network Limited

The company employs 20 people that are either part- or full-time employees. 85 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Roderick Mark Waters Chief compliance officer, coo 1 Sep 2012 Other 6401790
Richard Antony Wallace Vice chairman 1 Mar 2019 Other 6401789
Aletheia Capital Limited Incorporated hong kong, company number 2657920, incorporation date: 21-feb-2018 1 Mar 2019 75% - 100% 00-0000000

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Syed Ali Raza Naqvi Group ceo 1 Mar 2019 75% - 100% 7097050

Based in Hong Kong

The principal office where Aletheia Analyst Network Limited performs its advisory services is located at 801 04 Kinwick Centre, Hong Kong, , which is also the mailing address of the firm. An additional office of the firm is in New York, NY. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 852 2534 7430 or by fax 852 2536 4004. The normal business hours are 8am-7pm (utc+08:00) on Monday - Friday. You can find more information about the New York firm at indxadvisors.com.