Guild Investment Management Inc (Los Angeles)


Guild Investment Management Inc is a large advisory firm based in Los Angeles. It manages $160.95 million of regulatory assets for 161 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Connecticut, Florida, and 3 other states.

Guild Investment Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Guild Investment Management: assets under management

The assets under management (AUM) of Guild Investment Management Inc is $160.95 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 216% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $160.95 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $999.67 thousand each.
Guild Investment Management has custody of $25.39 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Guild Investment Management Inc for their services and products based on a percentage of assets under management, subscription fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Guild Investment Management Inc

Jr. Montague Nmi Guild has served as the Chief Investment Officer since 1 Jan 1978. Timmie Tadao Shirata joined the executive team most recently as the Executive Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jr. Montague Nmi Guild Chief investment officer 1 Jan 1978 50% - 75% 4362959
Anthony Rutherford Danaher President, chief compliance officer 1 Jul 1994 25% - 50% 4363077
Timmie Tadao Shirata Executive vice president 1 Jan 2012 Other 6043980

Based in Los Angeles

The principal office where Guild Investment Management Inc performs its advisory services is located at 12400 Wilshire Blvd., Los Angeles, CA 90025, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-826-8600 or by fax 310-826-8611. The normal business hours are 6:30am-4:30pm pst on Monday - Friday. You can find more information about the New York firm at guildinvestment.com.