Capital Point Financial Group, Ltd. is a large advisory firm based in Glenview. It manages $186.39 million of regulatory assets for 1,529 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California, Colorado, Florida, and 3 other states.
Capital Point Financial Group provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for approximately 800 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Capital Point Financial Group, Ltd. is $186.39 million. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Capital Point Financial Group, Ltd. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Capital Point Financial Group is individuals with 778 clients and $103.77 million of assets under management. Among the 8 most similar advisory firms, Capital Point Financial Group has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $186.39 million for 816 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Capital Point Financial Group doesn't advise any private funds.
The company employs 9 people that are either part- or full-time employees. 78 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.
There are 6 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Capital Point Financial Group, Ltd. performs its advisory services is located at 4350 Dipaolo Center Suite B, Glenview, IL 60025, which is also the mailing address of the firm. An additional office of the firm is in Fort Collins, CO. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 847-635-8435 or by fax 847-635-8432. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at capitalpointfinancial.com.