Sarofim Fayez & Co is a large advisory firm based in Houston. It manages $22.01 billion of regulatory assets for 3,718 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
Sarofim Fayez & provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Sarofim Fayez & Co is $22.01 billion. The firm's AUM has gone down by -57% since the beginning of its operation, and $77.21 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has a single stream of revenue. Clients pay Sarofim Fayez & Co for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, insurance companies, investment companies, charitable organizations, high net worth individuals, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Jr. William Gentry Lee is high net worth individuals with 298 clients and $7.93 billion of assets under management. Among the 10 most similar advisory firms, Sarofim Fayez & has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $22.01 billion for 3,718 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Sarofim Fayez & doesn't advise any private funds.
The company employs 50 people that are either part- or full-time employees. 36 percent of the employees work as investment advisers or researchers. 17 employees are registered as investment adviser representatives with the state securities authorities.
There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Jr. William Gentry Lee has been acting as President since 1 Sep 2010. Fayez Shalaby Sarofim joined the executive team most recently as the Director, Chairman And Co Chief Investment Officer.
The principal office where Sarofim Fayez & Co performs its advisory services is located at Two Houston Center, Houston, TX 77010 1014, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 713-654-4484 or by fax 713-654-8184. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at sarofim.com.