Rtw Investments LP (New York)


Rtw Investments LP is a large advisory firm based in New York. It manages $1.78 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2018.

Rtw Investments provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rtw Investments: assets under management

The assets under management (AUM) of Rtw Investments LP is $1.78 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 70% since the beginning of its operation, and $645.73 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.78 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $254.89 million each.
Rtw Investments has custody of $799.3 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rtw Investments LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rtw Investments serves?

The only and largest group of clients of Rtw Investments is pooled investment vehicles with 5 clients and $1.78 billion of assets under management. Among the 12 most similar advisory firms, Rtw Investments has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.78 billion for 5 clients. 40% of the firm’s clients are foreign persons or businesses.

Rtw Investments also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $10,000,000.

Careers at Rtw Investments LP

The company employs 17 people that are either part- or full-time employees. 47 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Roderick Nmn Wong Managing partner 1 Sep 2009 75% - 100% 4718563
Sabera Reza Loughran Chief operating officer/chief financial officer/chief compliance officer 1 Oct 2009 Other 4836295
Naveen Yalamanchi Limited partner 1 Jan 2016 Other 6113041
Gp Llc Rtw Investments General partner of rtw investments, lp 1 Apr 2016 Other 82-0654820

Based in New York

The principal office where Rtw Investments LP performs its advisory services is located at 412 West 15 Th Street, New York, NY 10011, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-597-6980 or by fax 646-308-9277. The normal business hours are 8:00am - 7:00pm on Monday - Friday. You can find more information about the New York firm at rtwfunds.com.