R.P. Boggs & Co. is a large advisory firm based in Lake Wylie. It manages $119.07 million of regulatory assets for 517 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of North Carolina, South Carolina, and Texas.
R.P. Boggs & provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of R.P. Boggs & Co. is $119.07 million. The firm's AUM has grown by 294% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay R.P. Boggs & Co. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Robert Paul Boggs is high net worth individuals with 54 clients and $69.39 million of assets under management. Among the 9 most similar advisory firms, R.P. Boggs & has the 5th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $119.07 million for 165 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
R.P. Boggs & doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
R.P. Boggs & Co. is owned by Samuel Dean Swisher. Robert Paul Boggs has been acting as President since 1 Jul 2000. Derek Martin Lewis joined the executive team most recently as the Chief Compliance Officer.
The principal office where R.P. Boggs & Co. performs its advisory services is located at 4100 Charlotte Hwy., Lake Wylie, SC 29710, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 803-831-0911 or by fax 803-831-8586. The normal business hours are 8:30 am - 4:30 pm on Monday - Friday. You can find more information about the New York firm at rpboggs.com/.