Heaphy Edward Thomas Jr is a large advisory firm based in Springfield. It manages $36.47 million of regulatory assets for 204 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Massachusetts.
Heaphy Edward Thomas Jr provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Heaphy Edward Thomas Jr is $36.47 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -28% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Heaphy Edward Thomas Jr for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Edward Thomas Heaphy has been acting as President since 1 Oct 1989. Lois B Heaphy joined the executive team most recently as the Chief Compliance Officer.
The principal office where Heaphy Edward Thomas Jr performs its advisory services is located at 32 Hampden Street, Springfield, MA 01103 The mailing address of the firm is P. O. Box 1529, Springfield, MA 01101 1529. An additional office of the firm is in Wilbraham, MA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 413-736-8805 or by fax 413-736-4474. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.