Care Advisors LLC (New York)


Care Advisors LLC is a large advisory firm based in New York. It manages $350 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2006.

Care Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Care Advisors: assets under management

The assets under management (AUM) of Care Advisors LLC is $350 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $350 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $116.67 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Care Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Care Advisors LLC

Keith Michael Rosenbloom has been acting as President since 1 Jul 2003. Robin Mokhtar joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Keith Michael Rosenbloom President 1 Jul 2003 25% - 50% 2335150
Michael Stewart Falk Member 1 Jul 2003 25% - 50% 1260489
Comvest Group Holdings Llc Member 1 Jul 2003 Other 01-0622406
Robert Lynn Priddy Member 1 Jul 2003 Other 3063168
Robert H. Lessin Venture Capital Llc Member 1 Jul 2003 Other 13-4095486
Robert Anthony Osullivan Member 1 Jul 2003 Other 2305461
Laurence Schreiber Member 1 Jan 2004 Other 2389538
Robin Mokhtar Chief compliance officer 1 Jan 2006 Other 5066080

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Robert Howard Lessin Member 1 Jan 2000 75% - 100% 1367405
Michael Stewart Falk Member 1 Feb 2002 50% - 75% 1260489

Based in New York

The principal office where Care Advisors LLC performs its advisory services is located at 830 Third Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-829-5862 or by fax 212-829-5980. The normal business hours are 9:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at carecapitalgroup.com.