Goldberg Lindsay & Co. LLC (New York)


Goldberg Lindsay & Co. LLC is a large advisory firm based in New York. It manages $5.16 billion of regulatory assets for 55 client accounts. It has been registered with the SEC as an adviser since 2006.

Goldberg Lindsay & provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Goldberg Lindsay &: assets under management

The assets under management (AUM) of Goldberg Lindsay & Co. LLC is $5.16 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 148% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.16 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $93.79 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Goldberg Lindsay & Co. LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Robert Demarest Lindsay serves?

The only and largest group of clients of Robert Demarest Lindsay is pooled investment vehicles with 24 clients and $5.16 billion of assets under management. Among the 9 most similar advisory firms, Goldberg Lindsay & has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $5.16 billion for 24 clients. None of the firm’s clients are foreign persons or businesses.

Goldberg Lindsay & also advises several private funds. Namely, fifty five private equity funds.

Careers at Goldberg Lindsay & Co. LLC

The company employs 92 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Robert Demarest Lindsay has been acting as President since 1 Aug 2015. Goldberg Lindsay & Co. Llc joined the executive team most recently as the Class A Member Of Gp Ii.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
L.P. Lindsay 1994 Family Partnership Class a member of kylix 1 Jan 2000 50% - 75% 13-3802777
L.P. Woods 1994 Family Partnership Class b member of kylix 1 Jan 2000 Other 13-3802780
Demarest Corporation Principal manager of kylix 1 Jan 2000 Other 22-3255250
Bessemer Gl Inc. Class c member of adviser 1 Feb 2002 25% - 50% 75-2983530
Robert Demarest Lindsay Co-managing partner of adviser 1 Feb 2002 Other 1802687
Alan Edward Goldberg Co-managing partner of adviser 1 Feb 2002 Other 1132982
Robert John Scott Roriston Partner & coo 1 Feb 2002 Other 5179893
Lindsay Goldberg & Bessemer Gp Llc General partner of gp i 1 Feb 2002 25% - 50% 26-0040830
Bessemer Lgb Gp Llc Limited partner of gp i 1 Feb 2002 50% - 75% 75-2983564
Adam Perham Godfrey Partner 1 Feb 2002 Other 1707605
James Russel Triedman Partner 1 Feb 2002 Other 5179889
Lance Lloyd Hirt Partner of adviser 1 Apr 2003 Other 2484579
Lindsay Goldberg & Bessemer Gp Llc General partner of gp i aiv 1 Jun 2004 25% - 50% 26-0040830
Bessemer Lgb Inc. Limited partner of gp i aiv 1 Jun 2004 50% - 75% 74-3121363
James Russell Triedman Partner of adviser 1 Jan 2006 Other 5179889
L.P. Goldberg 2002 Family Partnership Class a member of gp ii 1 Jul 2006 25% - 50% 26-0040918
L.P. Lindsay 2002 Family Partnership Class a member of gp ii 1 Jul 2006 25% - 50% 26-0040813
L.P. Conaly Partners Class b member of gp ii 1 Jul 2006 Other 13-3953560
Hirt 2006 Investment Partnership Ii L.P. Class b member of gp ii 1 Jul 2006 Other 41-2212122
Goldberg Lindsay & Co. Llc Designated member of gp ii 1 Jul 2006 Other 13-4164879
Msda Llc Class a member of adviser 1 Mar 2008 25% - 50% 26-2273216
Rpad Llc Class a member of adviser 1 Mar 2008 25% - 50% 26-2273327
Lg Gp Holding Iii Llc Class a member of gp iii 1 May 2008 75% - 100% 26-2975732
Michael William Dees Partner of adviser 1 Dec 2009 Other 2774294
Andrew Seth Weinberg Partner of adviser 1 Dec 2009 Other 2165345
John Andrew Welsh Werwaiss Partner of adviser 1 Dec 2009 Other 2529557
John Frank Aiello Cco 1 Jan 2015 Other 6468578
Lg Gp Holding Iv Llc Class a member of gp iv 1 Apr 2015 75% - 100% 46-5658095
Robert Demarest Lindsay Chairman 1 Aug 2015 Other 1802687
Alan Edward Goldberg Ceo 1 Aug 2015 Other 1132982
Eric Todd Fry Partner of adviser 1 Dec 2015 Other 1994937
Christopher Matthew Laitala Partner of adviser 1 Sep 2016 Other 2654021
Jeffrey Brad Bunder Partner of adviser 1 Jan 2017 Other 6776471
Brian Patrick Kelley Partner of adviser 1 Jan 2017 Other 6776472
Jacob J Lew Partner of adviser 1 Nov 2017 Other 5190413
Stephen Paul Defalco Partner of adviser 1 Apr 2018 Other 6994906
Goldberg Lindsay & Co. Llc Class a member of gp ii 1 Dec 2018 75% - 100% 13-4164879

Indirect Owners

The SEC currently registers 68 indirect owners.

Name Entity Date acquired Ownership Employer ID
Robert Demarest Lindsay Stockholder 1 Sep 1993 75% - 100% 1802687
Ward Wilson Woods Stockholder 1 Sep 1993 75% - 100% 804341
Robert Demarest Lindsay Stockholder 1 Mar 1994 75% - 100% 1802687
Ward Wilson Woods Stockholder 1 Mar 1994 75% - 100% 804341
Demarest Corporation General partner 1 Dec 1994 Other 22-3255250
Old Hundred Corporation Limited partner 1 Dec 1994 50% - 75% 13-3768567
North Hailey Corporation General partner 1 Dec 1994 Other 22-3255249
Nebris Corporation Limited partner 1 Dec 1994 50% - 75% 13-3768569
Adam Perham Godfrey Stockholder 1 Mar 1997 75% - 100% 1707605
Conaly Corporation General partner 1 Feb 2000 50% - 75% 13-3950697
Robert Demarest Lindsay Trustee 1 Jan 2002 Other 1802687
Teresa Elms Lindsay Trustee 1 Jan 2002 Other 5512355
L.P. Goldberg 2002 Family Partnership Class a member 1 Jan 2002 25% - 50% 26-0040918
L.P. Lindsay 2002 Family Partnership Class a member 1 Jan 2002 25% - 50% 26-0040813
Bessemer Securities Llc Member 1 Jan 2002 75% - 100% 13-3926991
Inc. Msda Number Two General partner 1 Jan 2002 25% - 50% 26-0040694
Inc. Msda Number One Limited partner 1 Jan 2002 50% - 75% 26-0040712
Old Hundred Corporation General partner 1 Jan 2002 50% - 75% 13-3768567
Inc. Rpad Limited partner 1 Jan 2002 25% - 50% 26-0040770
Alan Edward Goldberg Stockholder 1 Jan 2002 75% - 100% 1132982
Lindsay 2002 Family Trust Stockholder 1 Jan 2002 75% - 100% xxx-xx-xxxx
Bessemer Securities Llc Stockholder 1 Feb 2002 75% - 100% 13-3926991
Bessemer Securities Llc Stockholder 1 Feb 2004 75% - 100% 13-3926991
Lance Lloyd Hirt Trustee 1 Jul 2006 Other 2484579
Rickie Penstein Hirt Trustee 1 Jul 2006 Other 6049256
Richard Howell Witmer Trustee 1 Nov 2006 Other 1900002
Inc. Llh Number Three General partner 1 Dec 2006 25% - 50% 06-1788169
Inc. Llh Number Four Limited partner 1 Dec 2006 25% - 50% 06-1788172
Lance Lloyd Hirt Stockholder 1 Dec 2006 75% - 100% 2484579
Lance L. Hirt A Investment Trust Stockholder 1 Dec 2006 75% - 100% xxx-xx-xxxx
Alan Edward Goldberg Managing member 1 Feb 2008 25% - 50% 1132982
Robert Demarest Lindsay Managing member 1 Feb 2008 50% - 75% 1802687
Alan E. Goldberg 2008 A Investment Trust Member 1 Mar 2008 50% - 75% xxx-xx-xxxx
Robert D. Lindsay 2008 A Investment Trust Member 1 Mar 2008 25% - 50% xxx-xx-xxxx
Alan Edward Goldberg Trustee 1 Mar 2008 Other 1132982
Miriam Peyser Goldberg Trustee 1 Mar 2008 Other 5512351
Robert Demarest Lindsay Trustee 1 Mar 2008 Other 1802687
Teresa Elms Lindsay Trustee 1 Mar 2008 Other 5512355
Richard Howell Witmer Trustee 1 Mar 2008 Other 1900002
James Martin Stone Trustee 1 Mar 2008 Other 5512369
Ag 2008 Llc Member 1 May 2008 50% - 75% 26-2775326
Rdl 2008 Llc Member 1 May 2008 50% - 75% 26-2775533
Alan Edward Goldberg Managing member 1 May 2008 25% - 50% 1132982
Aeg 2008 Investment Trust Member 1 May 2008 50% - 75% xxx-xx-xxxx
Robert Demarest Lindsay Managing member 1 May 2008 50% - 75% 1802687
Rdl 2008 Investment Trust Member 1 May 2008 25% - 50% xxx-xx-xxxx
Miriam Peyser Goldberg Trustee 1 May 2008 Other 5512351
James Martin Stone Trustee 1 May 2008 Other 5512369
Teresa Elms Lindsay Trustee 1 May 2008 Other 5512355
Richard Howell Witmer Trustee 1 May 2008 Other 1900002
Lindsay 2002 Family Trust Member 1 Feb 2010 25% - 50% xxx-xx-xxxx
Aeg 2010 Family Trust Member 1 Dec 2010 50% - 75% xxx-xx-xxxx
Alan Edward Goldberg Trustee 1 Dec 2010 Other 1132982
Miriam Peyser Goldberg Trustee 1 Dec 2010 Other 5512351
James Martin Stone Trustee 1 Dec 2010 Other 5512369
Alan Edward Goldberg Sole member 1 Apr 2015 50% - 75% 1132982
Robert Demarest Lindsay Sole member 1 Apr 2015 50% - 75% 1802687
Goldberg 2014 Llc Member 1 Apr 2015 50% - 75% xxx-xx-xxxx
Lindsay 2014 Llc Member 1 Apr 2015 50% - 75% xxx-xx-xxxx
Lindsay 2017 A Investment Trust Member 1 Mar 2017 50% - 75% xxx-xx-xxxx
Robert Demarest Lindsay Trustee 1 Mar 2017 Other 1802687
Teresa Elms Lindsay Trustee 1 Mar 2017 Other 5512355
Richard Howell Witmer Trustee 1 Mar 2017 Other 1900002
Alan Edward Goldberg Trustee 1 Nov 2017 Other 1132982
Goldberg 2017 A Investmenbt Trust Member 1 Nov 2017 50% - 75% xxx-xx-xxxx
Miriam Peyser Goldberg Trustee 1 Nov 2017 Other 5512351
James Martin Stone Trustee 1 Nov 2017 Other 5512369
Goldberg 2017 A Investment Trust Member 1 Nov 2017 50% - 75% xxx-xx-xxxx

Based in New York

The principal office where Goldberg Lindsay & Co. LLC performs its advisory services is located at 630 Fifth Avenue, New York, NY 10111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-651-1100 or by fax 212-651-1101. The normal business hours are 9:00 to 5:00 on Monday - Friday. You can find more information about the New York firm at lindsaygoldbergllc.com.

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