Pgim Fund Management Limited (London)

Name: Pgim Fund Management Limited
Address: Grand Buildings, 1 3 Strand, London, Wc2 N 5 Hr
Telephone: +44 (0) 207 766 2400

Pgim Fund Management Limited is a large advisory firm based in London. It manages $2.12 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2016.

Pgim Fund Management Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pgim Fund Management Limited: assets under management

The assets under management (AUM) of Pgim Fund Management Limited is $2.12 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 10% since the beginning of its operation, and $2.12 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $2.12 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $302.28 million each.

Pgim Fund Management Limited has custody of $1.12 billion in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pgim Fund Management Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Marie Louise Fioramonti serves?

The only and largest group of clients of Marie Louise Fioramonti is pooled investment vehicles with 6 clients and $2.12 billion of assets under management. Among the 10 most similar advisory firms, Pgim Fund Management Limited has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.12 billion for 6 clients. 100% of the firm’s clients are foreign persons or businesses.

Pgim Fund Management Limited also advises several private funds. Namely, six real estate funds. The minimum investment commitment required of non-related persons ranges from $0 to $6,201,729.

Careers at Pgim Fund Management Limited

The company employs 93 people that are either part- or full-time employees. 54 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Marie Louise Fioramonti has been acting as President since 1 Dec 2007. Mark Alexander Chamieh joined the executive team most recently as the Managing Director, Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Marie Louise Fioramonti	Director	1 Dec 2007	Other	6232236
Stephen John Davies	Director of finance	1 Jul 2008	Other	6016729
Christopher John Povall	Chief compliance officer	1 Feb 2011	Other	6025599
Eric Bernard Collinet Adler	Senior managing director, chief executive officer	1 Jan 2013	Other	6016723
Eric Bernard Collinet Adler	Chief executive officer	1 Jun 2014	Other	6016723
Philip Mathew Barrett	Global chief investment risk officer	1 Jun 2014	Other	6016727
Pgim Financial Limited	Shareholder	1 Jun 2014	75% - 100%	foreign
Raimondo Amabile	Managing director, head of europe, director	1 Jun 2014	Other	6193851
Denis Lionel Chatterton	Director	1 Jun 2014	Other	6016726
Jonathan Paul Butler	Director	1 Jun 2014	Other	6016728
Steven Bruce Saperstein	Director	1 Jun 2014	Other	4649113
James Joseph Sullivan	Director	1 Jun 2014	Other	2402110
Kaushik Muljibhai Shah	Chief operating officer (prei), director	1 Jun 2014	Other	6016724
Raimondo Amabile	Managing director, director	1 Jul 2014	Other	6193851
Andrew John Shearer Macland	Managing director, head of uk, director	1 Sep 2015	Other	6558174
Heather Carol Day	Managing director, director	1 Mar 2016	Other	6639391
Heather Carol Day	Chief operating officer	1 Apr 2016	Other	6639391
Bryan Patrick Mcdonnell	Director	1 Mar 2017	Other	4982734
David Michael Gingell	Director	1 Apr 2017	Other	6843552
Mathew Royal Crowther	Managing director, director	1 Oct 2017	Other	6861649
Mark Gerald Fresson	Pgim european finance director	1 Oct 2017	Other	6861682
Andrew Ballantyne Crain	Emea chief compliance officer	1 Oct 2017	Other	5907819
Philip Mathew Barrett	Global head of business and investment operations	1 Jan 2018	Other	6016727
Mark Alexander Chamieh	Managing director, director	1 Jul 2019	Other	4583386

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Pgim Holding Company Llc	Shareholder	1 Jun 2000	75% - 100%	14-1960383
Inc. Pgim	Shareholder	1 Sep 2000	75% - 100%	105676
Inc. Prudential Financial	Shareholder	1 Dec 2001	75% - 100%	22-3703799
Pgim Holding Company Llc	Shareholder	1 Jan 2002	75% - 100%	14-1960383

Based in London

The principal office where Pgim Fund Management Limited performs its advisory services is located at Grand Buildings, 1 3 Strand, London, Wc2 N 5 Hr, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 (0) 207 766 2400 or by fax +44 (0) 207 766 2401. The normal business hours are 9.00 a.m. - 5.30 p.m. on Monday - Friday. You can find more information about the New York firm at pgimrealestate.com.