Kapax Investment Advisers, LLC (Coral Gables)


Kapax Investment Advisers, LLC is an adviser based in Coral Gables. It manages $2 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Florida.

Kapax Investment Advisers provides portfolio management for individuals and small businesses and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kapax Investment Advisers: assets under management

The assets under management (AUM) of Kapax Investment Advisers, LLC is $2 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -93% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $166.67 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kapax Investment Advisers, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Fernando Rodriguez Vila Managing director 1 Jan 2006 Other 5096868
Carlos Anthony Zumpano Managing director 1 Jan 2006 Other 5096878

Based in Coral Gables

The principal office where Kapax Investment Advisers, LLC performs its advisory services is located at 500 S. Dixie Highway, Coral Gables, FL 33146, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 305-704-3397 or by fax 305-704-3575. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.kapaxcapital.com.