Brickell Key Asset Management Limited (St. Peter Port)

Name: Brickell Key Asset Management Limited
Address: 11 New Street, St. Peter Port, Gy1 2 Pf
Telephone: 44-1481-726-034

Brickell Key Asset Management Limited is a large advisory firm based in St. Peter Port. It manages $210.14 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Florida and South Carolina.

Brickell Key Asset Management Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Brickell Key Asset Management Limited: assets under management

The assets under management (AUM) of Brickell Key Asset Management Limited is $210.14 million. The firm's AUM has grown by 3% since the beginning of its operation, and $10.09 million of the total AUM is attributable to clients outside of the United States.

The firm manages $200.05 million in discretionary accounts and $10.09 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $200.05 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $10.09 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Brickell Key Asset Management Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Brickell Key Asset Management Limited serves?

The only and largest group of clients of Brickell Key Asset Management Limited is pooled investment vehicles with 2 clients and $210.14 million of assets under management. Among the 13 most similar advisory firms, Brickell Key Asset Management Limited has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $210.14 million for 2 clients. 50% of the firm’s clients are foreign persons or businesses.

Brickell Key Asset Management Limited also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons is $1 for each fund.

Careers at Brickell Key Asset Management Limited

The company employs 11 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Billy Hong Shun Yuen	Chief executive officer and risk officer of relying adviser	1 Jan 2013	Other	1719972
Patricia Colette White	Director of registrant	1 Aug 2013	Other	6306547
Richard W. Fields	Director and chairman of the board of registrant	1 Aug 2013	Other	6048017
John Joseph Sicilian	Chief investment officer of registrant and relying adviser	1 Jan 2014	Other	6690112
Andrew Stephen Elder	Director of registrant	1 May 2014	Other	6469909
Mark Hampton Broadwater	Chief compliance officer of registrant and relying adviser	1 Mar 2016	Other	6629572
Solomon Asset Management Llc	Shareholder of registrant	1 Jan 2017	75% - 100%	81-4943598
Spartacus Asset Management Llc	Member of relying adviser	1 Jan 2017	75% - 100%	81-4907028

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
John Joseph Sicilian	Member	1 Jan 2017	75% - 100%	6690112

Based in St. Peter Port

The principal office where Brickell Key Asset Management Limited performs its advisory services is located at 11 New Street, St. Peter Port, Gy1 2 Pf, which is also the mailing address of the firm. An additional office of the firm is in Miami, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 44-1481-726-034 or by fax 44-1481-712-167. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at bkaml.com.