Tfo Phoenix, Inc. is a large advisory firm based in Phoenix. It manages $2.77 billion of regulatory assets for 1,225 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Alabama, Arizona, California, and 3 other states.
Tfo Phoenix provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and family office services & financial consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Tfo Phoenix, Inc. is $2.77 billion. The firm's AUM has grown by 787% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Tfo Phoenix, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Scott Michael Horn is high net worth individuals with 108 clients and $2.07 billion of assets under management. Among the 10 most similar advisory firms, Tfo Phoenix has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $2.11 billion for 149 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Tfo Phoenix doesn't advise any private funds.
The company employs 34 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 19 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Scott Michael Horn has been acting as President since 1 Dec 2011. Patricia Sue Schwarz joined the executive team most recently as the Chief Compliance Officer.
The principal office where Tfo Phoenix, Inc. performs its advisory services is located at 5060 North 40 Th Street, Phoenix, AZ 85018, which is also the mailing address of the firm. An additional office of the firm is in Carrollton, TX. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 602-466-3813 or by fax 602-466-2601. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at tfophoenix.com.