Ashmore Equities Investment Management (Us) LLC (New York)


Ashmore Equities Investment Management (Us) LLC is a large advisory firm based in New York. It manages $2.01 billion of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Virginia.

Ashmore Equities Investment Management (Us) provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ashmore Equities Investment Management (Us): assets under management

The assets under management (AUM) of Ashmore Equities Investment Management (Us) LLC is $2.01 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -67% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.01 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $222.78 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ashmore Equities Investment Management (Us) LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ashmore Equities Investment Management (Us) LLC

George Peter Grunebaum has been acting as President since 1 May 2011. Kevin Patrick Hourihan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Brian Edward Walker General counsel and chief compliance officer 1 Feb 2005 Other 2072226
Felicia Wolford Morrow Chief executive officer, chief investment officer and director 1 Dec 2006 Other 2305815
Gregg Howells Ruyak Chief financial officer 1 Jan 2010 Other 5946617
George Peter Grunebaum Director 1 May 2011 Other 2282530
Ashmore Equities Holding Corporation Member 1 May 2011 50% - 75% 99-0367026
Peter Paulovich Trofimenko Member 1 May 2011 Other 2661475
Thomas Adam Shippey Director 1 May 2011 Other 5946610
Christopher Toshiro Tsutsui Director 1 Nov 2013 Other 4806573
Kevin Patrick Hourihan Chief compliance officer 1 Dec 2015 Other 5896045

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ashmore Group Plc Shareholder 1 Feb 1999 75% - 100% foreign
Mark Langhorn Coombs Shareholder 1 Feb 1999 25% - 50% 2502479
Ashmore Investments (Uk) Limited Shareholder 1 May 2011 75% - 100% foreign

Based in New York

The principal office where Ashmore Equities Investment Management (Us) LLC performs its advisory services is located at 475 Fifth Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-661-0061 or by fax 212-661-0334. The normal business hours are 9:00a.m. to 6:00p.m. on Monday - Friday. You can find more information about the New York firm at ashmoregroup.com.