Colorado Investor Services Corp (Denver)


Colorado Investor Services Corp is a large advisory firm based in Denver. It manages $4.57 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Colorado.

Colorado Investor Services Corp provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Colorado Investor Services Corp: assets under management

The assets under management (AUM) of Colorado Investor Services Corp is $4.57 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 160% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.57 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.29 billion each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Colorado Investor Services Corp for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Colorado Investor Services Corp

Francie Heller has been acting as President since 1 Feb 1999. Thomas Jordan joined the executive team most recently as the President/Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Francie Heller Chairman 1 Feb 1999 Other 4362439
Richard John Walz Director 1 Feb 1999 Other 1392836
David William Witthohn President/director 1 Feb 1999 Other 1337747
Leonard Israel Chubinsky Secretary/director 1 Feb 1999 Other 1779920
Mbia Municipal Investors Service Corporation Owner 1 Feb 1999 75% - 100% 13-3594521
Cutwater Investor Services Corp. Owner 1 Feb 1999 75% - 100% 13-3594521
John Ariola Vice president 1 May 2000 Other 2158812
Clifford Dean Corso Chairman and director 1 Oct 2004 Other 2477519
Richard John Walz Chief compliance officer 1 Oct 2004 Other 1392836
Thomas Jordan President/director 1 Jun 2009 Other 2270062

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Llc Mbia Asset Management Indirect owner 1 Sep 1998 75% - 100% 06-1185706
Mbia Inc. Indirect owner 1 Sep 1998 75% - 100% 06-1185706
Llc Cutwater Holdings Indirect owner 1 Sep 1998 75% - 100% 06-1185706
L.P.And Affiliates Warburg Pincus Private Equity X Shareholder common stock 1 Mar 2009 25% - 50% 26-0849130

Based in Denver

The principal office where Colorado Investor Services Corp performs its advisory services is located at 1700 Broadway, Denver, CO 80290, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 877-226-7636 or by fax 303-860-0016. The normal business hours are 9am -5 pm on Monday - Friday.