Lyons Wealth Management, LLC (Winter Park)


Lyons Wealth Management, LLC is a large advisory firm based in Winter Park. It manages $154.78 million of regulatory assets for 228 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Alabama, California, Colorado, and 29 other states.

Lyons Wealth Management provides portfolio management for individuals and small businesses and portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lyons Wealth Management: assets under management

The assets under management (AUM) of Lyons Wealth Management, LLC is $154.78 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -22% since the beginning of its operation, and $950.81 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $154.78 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $678.84 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 79% of the total AUM. The second-largest asset type is government bonds, which make up 11% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lyons Wealth Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lyons Wealth Management serves?

The firm provides services to individuals, investment companies, and high net worth individuals. The largest group of clients of Lyons Wealth Management is investment companies with 1 clients and $86.15 million of assets under management. Among the 11 most similar advisory firms, Lyons Wealth Management has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $154.78 million for 228 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Lyons Wealth Management doesn't advise any private funds.

Careers at Lyons Wealth Management, LLC

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Alexander Read Ceo/chief compliance officer 1 Jun 2009 75% - 100% 2254224
Mark James Cosgrove Member 1 Jun 2009 75% - 100% 4713924
Kerry Ann Merrigan Office manager 1 Jun 2009 Other 4573797
Kerry Merrigan Falconer Office manager 1 Jun 2009 Other 4573797
Kerry Merrigan Falconer Managing director, operations & client relations / cco 1 Jul 2015 Other 4573797

Based in Winter Park

The principal office where Lyons Wealth Management, LLC performs its advisory services is located at 1470 Gene Street, Winter Park, FL 32789, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 407 951 8710 or by fax 407-951-8720. The normal business hours are 8:30 a.m. - 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at lyonswealth.com.