Gabelli Securities, Inc. is a large advisory firm based in Rye. It manages $1.15 billion of regulatory assets for 26 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of New York.
Gabelli Securities provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Gabelli Securities, Inc. is $1.15 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 161% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Gabelli Securities, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Douglas Gordon Devivo has been acting as President since 1 Jan 1996. Inc. Associated Capital Group joined the executive team most recently as the Shareholder Majority Owner Of Applicant.
The principal office where Gabelli Securities, Inc. performs its advisory services is located at One Corporate Center, Rye, NY 10580, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 914-921-5135 or by fax 914-921-5060. The normal business hours are 8 a.m. - 6 p.m. on Monday - Friday. You can find more information about the New York firm at gabelli.com/.