Cit Asset Management LLC (New York)


Cit Asset Management LLC is a large advisory firm based in New York. It manages $204.85 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of New York and Texas.

Cit Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cit Asset Management: assets under management

The assets under management (AUM) of Cit Asset Management LLC is $204.85 million. The firm's AUM has gone down by -84% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Cit Asset Management has custody of $202 thousand in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cit Asset Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Terence Sullivan serves?

The only and largest group of clients of Terence Sullivan is pooled investment vehicles with 1 clients and $204.85 million of assets under management. Among the 8 most similar advisory firms, Cit Asset Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $204.85 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Cit Asset Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $50,000,000 for each fund.

Careers at Cit Asset Management LLC

The company employs 16 people that are either part- or full-time employees. 81 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Terence Sullivan has been acting as President since 1 Dec 2014. Paul Scott Tufaro joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Cit Technology Financing Services Member 1 Dec 2006 75% - 100% 04-2547678
Roger Martin Burns Executive vice president/director 1 Dec 2006 Other 1021382
Kathleen Nmn Nassaney Director (officer) 1 Aug 2009 Other 6028049
Markus Antonius Van Ophem Director & assistant secretary 1 Aug 2009 Other 6028054
Linda Marie Seufert Assistant vice president & assistant secretary 1 Aug 2009 Other 1455705
Peter John Connolly President 1 Aug 2009 Other 2863960
Warren Nmn Hsiung Assistant vice president 1 Jun 2011 Other 6028067
Kenneth Charles Boyle Senior vice president 1 Nov 2011 Other 6028043
Mirit Nmn Volis Vice president - corporate treasury 1 Nov 2011 Other 6028061
Mark Adrian Carlson Senior vice president & treasury controller 1 Nov 2011 Other 6028105
Kathleen Martha Sawka Vice president - corporate treasury 1 Nov 2011 Other 2097809
Frank Kevin Mulhern Director (officer) 1 Nov 2011 Other 6029388
Suzanne Nmn Zacharias Vice president, cco 1 Dec 2011 Other 4735747
James Patrick Shanahan Manager (board member), senior vice president & secretary 1 Feb 2012 Other 6028108
James Patrick Shanahan Senior vice president & secretary/director 1 Oct 2012 Other 6028108
Elin Lynne Cherry Chief compliance officer 1 Aug 2013 Other 2430837
Rosalie Chierkove Vice president 1 Sep 2013 Other 6299503
Andrew Katsanos Director (officer) chief compliance officer 1 Jan 2014 Other 2271195
Andrew Nmn Katsanos Chief compliance officer/director 1 Jan 2014 Other 2271195
Harvey Nmn Doppelt Managing director/officer 1 Jun 2014 Other 5851348
Terence Sullivan President 1 Dec 2014 Other 6463370
Terence James Sullivan President/officer/director 1 Dec 2014 Other 6463370
Linda Marie Seufert Vice president & assistant secretary 1 Feb 2015 Other 1455705
Eric Wai Hung Fong Director/officer 1 May 2015 Other 6724222
Craig Gerard Transue Managing director/officer 1 Jun 2015 Other 4540851
James Francis Logiudice Assistant vice president/officer 1 Jul 2015 Other 6724223
James Patrick Shanahan Senior vice president & secretary/director 1 Nov 2016 Other 6028108
Terence James Sullivan President/officer/director 1 Nov 2016 Other 6463370
Kenneth Charles Boyle Senior vice president/officer 1 Nov 2016 Other 6028043
Mark Adrian Carlson Senior vice president & treasury controller/officer 1 Nov 2016 Other 6028105
Andrew Nmn Katsanos Chief compliance officer/director 1 Nov 2016 Other 2271195
Kathleen Nmn Nassaney Director/officer 1 Nov 2016 Other 6028049
Kathleen Martha Sawka Vice president corporate treasury 1 Nov 2016 Other 2097809
Linda Marie Seufert Vice president & assistant secretary 1 Nov 2016 Other 1455705
Mirit Nmn Volis Vice president corporate treasury 1 Nov 2016 Other 6028061
Craig Gerard Transue Managing director/officer 1 Nov 2016 Other 4540851
Inc. Cit Technology Financing Services Member 1 Nov 2016 75% - 100% 04-2547678
Harvey Nmn Doppelt Managing director/officer 1 Nov 2016 Other 5851348
Eric Wai Hung Fong Director/officer 1 Nov 2016 Other 6724222
James Francis Logiudice Assistant vice president/officer 1 Nov 2016 Other 6724223
Barrie Nmn Saltzman Vice president/officer 1 Jan 2017 Other 6766574
Peter Lawrence Skavla Managing director/officer 1 Jun 2017 Other 6830494
Neal Thomas Legan Managing director/officer 1 Jun 2017 Other 6830991
Frederick Anthony Avila Director and assistant secretary 1 Jun 2017 Other 6834024
Paul Scott Tufaro Chief compliance officer 1 Oct 2017 Other 4492327

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Capita Corporation Shareholder 1 Apr 1993 75% - 100% 22-3211453
Cit Lending Services Corporation Shareholder 1 Mar 1994 75% - 100% 22-3014356
Cit Credit Group Usa Inc. Shareholder 1 Jan 1998 75% - 100% 36-3873821
Cit Group Inc. Shareholder 1 Jul 2002 75% - 100% 65-1051192
Inc. The Cit Group/Equipment Financing Shareholder 1 Dec 2003 75% - 100% 13-0542408
C.I.T. Leasing Corporation Shareholder 1 Oct 2009 75% - 100% 13-1852471
Inc. The Cit Group/Commercial Services Shareholder 1 Jun 2010 75% - 100% 13-2699483

Based in New York

The principal office where Cit Asset Management LLC performs its advisory services is located at 11 West 42 Nd Street, New York, NY 10036, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-461-5761. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at cit.com/.