Saracen Energy Advisors, LP (Houston)


Saracen Energy Advisors, LP is an adviser based in Houston. It manages $49.5 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Texas.

Saracen Energy Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Saracen Energy Advisors: assets under management

The assets under management (AUM) of Saracen Energy Advisors, LP is $49.5 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -38% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $49.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $24.75 million each.
Saracen Energy Advisors has custody of $249.5 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Saracen Energy Advisors, LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Saracen Energy Advisors, LP

C3 Investments Gp Llc joined the executive team most recently as the General Partner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Saracen Llc General partner 1 Jan 2005 Other 72-1580160
Lp Saracen Energy Partners Limited partner 1 Jan 2005 50% - 75% 75-3147693
Addicott Partners Lp Limited partner 1 Jan 2005 Other 25-1920657
Neil Kelley Chief executive officer 1 Jan 2005 Other 4999572
Ii William Reed Head of trading 1 Mar 2005 Other 4999580
Michael Kutsch Chief operating officer 1 Mar 2005 Other 4999581
Michael Robert Kutsch Chief operating officer 1 Mar 2005 Other 4999581
Darren Lobdell Head of power trading 1 Apr 2005 Other 4999575
Dianne Russo Chief compliance officer; general counsel 1 Apr 2005 Other 4999582
Llc Campbell/Reed Investments Ii Limited partner 1 Jul 2005 Other 870749196
Llc Campbell/Reed Investments Iii Limited partner 1 Jul 2005 Other 870749196
Alfredo R Gutierrez Chief compliance officer 1 Feb 2008 Other 5502171
Kevin Michael Kelley Chief financial officer 1 Apr 2009 Other 1721577
C3 Investments Lp Limitee partner 1 Apr 2009 25% - 50% 52-1966735
Inc. Nek Investco Limited partner 1 Apr 2009 25% - 50% 20-2220812
Allison Paige Duensing General counsel and chief compliance officer 1 Mar 2010 Other 5771541

Indirect Owners

The SEC currently registers 9 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Nek Investco Limited partner 1 Feb 2004 25% - 50% 88-0511068
Llc K2 Development Limited partner 1 Feb 2004 50% - 75% 04-1966735
Mk Energy Corp. Shareholder 1 Feb 2004 25% - 50% 04-3261544
Neil Edward Kelley Member 1 Jan 2005 50% - 75% 4999572
Inc. Nek Investco Member 1 Jan 2005 25% - 50% 20-2220812
Neil Edward Kelley Sole shareholder 1 Apr 2009 75% - 100% 4999572
C3 Investments Gp Llc General partner 1 Sep 2010 Other 27-3983418
Neil Edward Kelley Limited partner 1 Sep 2010 75% - 100% 4999572
Inc. Nek Investco Member 1 Sep 2010 50% - 75% 20-2220812

Based in Houston

The principal office where Saracen Energy Advisors, LP performs its advisory services is located at 3033 West Alabama, Houston, TX 77098, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-285-2900 or by fax 713-285-2911. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at www.saracenenergy.com.