Tarpon Br S.A. (Sao Paulo)


Tarpon Br S.A. is an adviser based in Sao Paulo. It manages $30 million of regulatory assets for 30 client accounts. It has been registered with the SEC as an adviser since 2005.

Tarpon Br provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tarpon Br: assets under management

The assets under management (AUM) of Tarpon Br S.A. is $30 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $30 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tarpon Br S.A. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 13 indirect owners.

Name Entity Date acquired Ownership Employer ID
Alvaro Schocair Souza Filho Partner 1 Feb 2005 25% - 50% 5066660
Raphael Abba Horn Partner 1 Feb 2005 25% - 50% 5066701
Ely Hakim Partner 1 Feb 2005 25% - 50% 5066717
Jose Carlos Magalhaes Neto Partner 1 Feb 2005 25% - 50% 5066721
Pedro Andrade Faria Partner 1 Feb 2005 25% - 50% 5066658
Marco Souza Cauduro Partner 1 Feb 2005 25% - 50% 5066663
Ricardo Ortiz Kugelmas Partner 1 Feb 2005 25% - 50% 5066665
Jose Henrique Arvelos Partner 1 Feb 2005 25% - 50% 5066667
Eduardo Silveira Mufarej Partner 1 Feb 2005 25% - 50% 5066669
Eduardo Faria Carvalho Partner 1 Feb 2005 25% - 50% 5066671
Rodrigo Leonardo Anunciato Partner 1 Feb 2005 25% - 50% 5066672
Alexandre Grzybowski Partner 1 Feb 2005 25% - 50% 5066685
Rafael Ferreira Magalhaes Partner 1 Feb 2005 25% - 50% 5066691

Based in Sao Paulo

The principal office where Tarpon Br S.A. performs its advisory services is located at Av. Faria Lima, 3400 9 O Andar Fj 92 A, Sao Paulo, 04538 132, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 55-11-3074-5825 or by fax 55-11-3074-5801. The normal business hours are 8:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at www.tarponinvest.com.br.