ALPha Pension Group, Inc. (Boston)


ALPha Pension Group, Inc. is a pension cosultant based in Boston. It manages $5.6 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Connecticut, Maine, Massachusetts, and 3 other states.

ALPha Pension Group provides pension consulting services and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

ALPha Pension Group: assets under management

The assets under management (AUM) of ALPha Pension Group, Inc. is $5.6 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.6 million each.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay ALPha Pension Group, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Richard John Cawthorne serves?

The only and largest group of clients of Richard John Cawthorne is pension and profit sharing plans with 467 clients and $5.6 million of assets under management. Among the 2 most similar advisory firms, ALPha Pension Group has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $5.6 million for 467 clients. None of the firm’s clients are foreign persons or businesses.

ALPha Pension Group doesn't advise any private funds.

Careers at ALPha Pension Group, Inc.

The company employs 21 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. 11 employees are registered as investment adviser representatives with the state securities authorities.

There are 4 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Richard John Cawthorne has been acting as President since 1 May 2014. Robert Milas has served as the Chief Investment Officer since 1 Oct 2018. Keith Patrick Killion joined the executive team most recently as the Chief Operations Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Richard John Cawthorne President 1 May 2014 50% - 75% 2941950
Mark Paul Salamone Vice president 1 May 2014 25% - 50% 4699902
Craig Dickson Moreshead Chief compliance officer 1 Oct 2014 Other 2076630
Tracy Deen Helms Chief compliance officer 1 Dec 2017 Other 5639272
Robert Milas Chief investment officer 1 Oct 2018 Other 4092433
Keith Patrick Killion Chief operations officer 1 Oct 2018 Other 6198196

Based in Boston

The principal office where ALPha Pension Group, Inc. performs its advisory services is located at 396 Commonwealth Ave, Boston, MA 02215, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-916-0335 or by fax 617-916-0333. The normal business hours are 8-5 on Monday - Friday. You can find more information about the New York firm at alphapension.com.