New Silk Route Advisors, L.P. (New York)


New Silk Route Advisors, L.P. is a large advisory firm based in New York. It manages $975.19 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

New Silk Route Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

New Silk Route Advisors: assets under management

The assets under management (AUM) of New Silk Route Advisors, L.P. is $975.19 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -24% since the beginning of its operation, and $975.19 million of the total AUM is attributable to clients outside of the United States.

The firm manages $975.19 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $487.59 million each.
New Silk Route Advisors has custody of $975.19 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay New Silk Route Advisors, L.P. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients New Silk Route Advisors serves?

The only and largest group of clients of New Silk Route Advisors is pooled investment vehicles with 2 clients and $975.19 million of assets under management. Among the 6 most similar advisory firms, New Silk Route Advisors has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $975.19 million for 2 clients. 100% of the firm’s clients are foreign persons or businesses.

New Silk Route Advisors also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons is $250,000 for each fund.

Careers at New Silk Route Advisors, L.P.

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ltd. New Silk Route Partners General partner, new silk route advisors, l.p. 1 Dec 2006 Other 98-0569870
Parag Saxena Chief executive officer, new silk route advisors, l.p. 1 Dec 2006 Other 4159180
L.P. New Silk Route Advisors Shareholder, new silk route advisors private limited 1 Feb 2007 75% - 100% 98-0569871
Vivek Sett Director, new silk route advisors private limited 1 Sep 2007 Other 6029604
Darius Dinshaw Pandole Director, new silk route advisors private limited 1 Oct 2007 Other 6029675
Parag Saxena Director, new silk route advisors private limited 1 Oct 2007 Other 4159180
L.P. New Silk Route Advisors Shareholder, nsr mauritius advisors, llc 1 Sep 2008 75% - 100% 98-0569871
Subhash Chandra Lallah Director, nsr mauritius advisors, llc 1 Sep 2008 Other 6029603
Raymond Marie Marc Hein Director, nsr mauritius advisors, llc 1 Sep 2008 Other 6029602
Llc Gupta Associates Limited partner, new silk route advisors, l.p. 1 Jan 2011 25% - 50% 20-8927582
Saxena Nsr Holdings Llc Limited partner, new silk route advisors, l.p. 1 Jan 2011 25% - 50% 27-4260565
Saxena Nsr Associates Llc Limited partner, new silk route advisors, l.p. 1 Jan 2011 Other 27-4088394
Rishi Kumar Gupta Director, nsr mauritius advisors, llc 1 Apr 2011 Other 6029667
Shantanu Yeshwant Nalavadi Director, new silk route advisors private limited 1 Apr 2011 Other 6029606
Rishi Kumar Gupta Chief financial officer and chief compliance officer, new silk route advisors, l.p. and relying advisors 1 Feb 2012 Other 6029667
Shalinee Dreepaul Halkhoree Director, nsr mauritius advisors, llc 1 Mar 2012 Other 6179747
Margaret Ann Riley Chief compliance officer 1 Jan 2017 Other 4360193

Indirect Owners

The SEC currently registers 12 indirect owners.

Name Entity Date acquired Ownership Employer ID
Parag Saxena Director and shareholder 1 Mar 2008 25% - 50% 4159180
Parag Saxena Managing member 1 Dec 2010 75% - 100% 4159180
Gupta 2010 Grat Managing member 1 Dec 2010 75% - 100% 35-6890412
Saxena 2010 Grat Managing member 1 Dec 2010 75% - 100% 35-6890411
Anil Sood Trustee 1 Nov 2011 Other 6029679
Llc Nsr H Associates Shareholder 1 Feb 2012 25% - 50% 45-4519017
Anil Sood Manager 1 Feb 2012 Other 6029679
Rajat Kumar Gupta Member 1 Feb 2012 75% - 100% 6028618
Saxena Nsr Holdings Llc Member 1 Apr 2012 75% - 100% 27-4260565
Anita Mattoo Gupta Member 1 Apr 2013 50% - 75% 6472157
Gregory John Orman Director 1 Apr 2013 Other 6184710
John Aaron Deuser Director 1 Mar 2014 Other 6283216

Based in New York

The principal office where New Silk Route Advisors, L.P. performs its advisory services is located at 250 West 55 Th Street, New York, NY 10019 9710, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-710-5220 or by fax 212-710-5221. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at nsrpartners.com.

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