Wiley Bros. Aintree Capital, LLC is a large advisory firm based in Nashville. It manages $195.21 million of regulatory assets for 352 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 28 other states.
Wiley Bros. Aintree Capital provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and workshops, and portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Wiley Bros. Aintree Capital, LLC is $195.21 million. The firm's AUM has grown by 306% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Wiley Bros. Aintree Capital, LLC for their services and products based on a percentage of assets under management, hourly charges, subscription fees, fixed fees, commissions, and performance-based fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of David Warren Jr Wiley is individuals with 309 clients and $126.32 million of assets under management. Among the 10 most similar advisory firms, Wiley Bros. Aintree Capital has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $126.32 million for 309 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Wiley Bros. Aintree Capital doesn't advise any private funds.
The company employs 55 people that are either part- or full-time employees. 56 percent of the employees work as investment advisers or researchers. 31 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
David Warren Jr Wiley has been acting as President since 1 May 1996. Alyson Mencio Stevens joined the executive team most recently as the Chief Compliance Officer Advisory Business.
The principal office where Wiley Bros. Aintree Capital, LLC performs its advisory services is located at 40 Burton Hills Blvd., Nashville, TN 37215, which is also the mailing address of the firm. An additional office of the firm is in Franklin, TN. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 615-255-6431 or by fax 615-782-4111. The normal business hours are 8:00-4:30 on Monday - Friday. You can find more information about the New York firm at wileybros.com.