Oppenheimer Private Equity Management Inc (New York)


Oppenheimer Private Equity Management Inc is a large advisory firm based in New York. It manages $342.42 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2001.

Oppenheimer Private Equity Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Oppenheimer Private Equity Management: assets under management

The assets under management (AUM) of Oppenheimer Private Equity Management Inc is $342.42 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -42% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $342.42 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $57.07 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Oppenheimer Private Equity Management Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Cibc World Markets Holdings Inc. 100% shareholder 1 Nov 1997 75% - 100% 13-3216517
Cibc Delaware Holdings Inc. 98% shareholder 1 Mar 1998 75% - 100% 13-3990004
Cibc World Markets Inc. 83% shareholder 1 Apr 1998 75% - 100% canadian company
Canadian Imperial Bank Of Commerce 100% shareholder 1 Sep 2000 75% - 100% canadian company

Based in New York

The principal office where Oppenheimer Private Equity Management Inc performs its advisory services is located at 425 Lexington Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-856-4000 or by fax 917-332-4322. The normal business hours are 9:00am to 5:00pm on Monday - Friday.