A.W. Jones Advisors, LLC (New York)


A.W. Jones Advisors, LLC is a large advisory firm based in New York. It manages $450.95 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2012.

A.W. Jones Advisors provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

A.W. Jones Advisors: assets under management

The assets under management (AUM) of A.W. Jones Advisors, LLC is $450.95 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 82% since the beginning of its operation, and $51 million of the total AUM is attributable to clients outside of the United States.

The firm manages $450.95 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $150.32 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay A.W. Jones Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients A.W. Jones Advisors serves?

The only and largest group of clients of A.W. Jones Advisors is pooled investment vehicles with 3 clients and $450.95 million of assets under management. Among the 8 most similar advisory firms, A.W. Jones Advisors has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $450.95 million for 3 clients. 12% of the firm’s clients are foreign persons or businesses.

A.W. Jones Advisors also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $250,000.

Careers at A.W. Jones Advisors, LLC

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert Lee Burch Chief compliance officer and sole managing member 1 Mar 2012 75% - 100% 5058981
Burch Bay Llc Member 1 May 2017 Other 81-1848090
Thomas John Haug President - a.w. jones private advisors, llc 1 May 2017 Other 5750091
A.W. Jones Member - a.w. jones private advisors, llc 1 May 2017 50% - 75% 161260
Avi Jason Rosenblatt Chief compliance officer / chief financial officer 1 Jun 2017 Other 6824471

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Robert Lee Burch Managing member 1 May 2017 75% - 100% 5058981

Based in New York

The principal office where A.W. Jones Advisors, LLC performs its advisory services is located at 126 East 56 Th Street, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-517-6400 or by fax 212-218-1079. The normal business hours are 9am-6pm on Monday - Friday. You can find more information about the New York firm at awjones.com.