Robecosam Usa, Inc. (New York)


Robecosam Usa, Inc. is a large advisory firm based in New York. It manages $159.65 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Delaware and New York.

Robecosam Usa provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Robecosam Usa: assets under management

The assets under management (AUM) of Robecosam Usa, Inc. is $159.65 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $159.65 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $39.91 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Robecosam Usa, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Robecosam Usa, Inc.

Neil Thomas Johnson has been acting as President since 1 Sep 2010. Reto Nmn Schwager joined the executive team most recently as the Director, Chairperson, Ceo.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
William George Butterly Chief legal officer, chief compliance officer, secretary 1 May 2007 Other 2357915
Michael Werner Baldinger Director, ceo, head of clients & distribution 1 Oct 2009 Other 2721574
Lena Maria Teuntje Boeren Director, chairperson 1 Feb 2010 Other 5481520
Leni Maria Boeren Director, chairperson 1 Feb 2010 Other 5481520
Neil Thomas Johnson Director 1 Sep 2010 Other 1892270
Robecosam Ag Parent company 1 Jul 2012 75% - 100% foreign
Ruud Nmn Wilders Treasurer 1 Jun 2013 Other 6217086
Ruud Wilders Treasurer 1 Jun 2013 Other 6217086
Reto Nmn Schwager Director, chairperson, ceo 1 Aug 2016 Other 6686245

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Robeco Groep Nv Share holder 1 Feb 1997 75% - 100% foreign
Robeco Institutional Asset Management B.V. Shareholder 1 Feb 2007 75% - 100% foreign
Orix Corporation Majority shareholder 1 Jul 2013 75% - 100% 13-2792249
Robeco Newco B.V. Majority shareholder 1 Nov 2014 75% - 100% foreign
Robeco Europe Holding B.V. Majority shareholder 1 Feb 2015 75% - 100% foreign

Based in New York

The principal office where Robecosam Usa, Inc. performs its advisory services is located at 909 Third Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-908-0443 or by fax 212-908-0195. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at robecosam-usa.com.