Ramos Financial Corporation is a large advisory firm based in Larkspur. It manages $140.27 million of regulatory assets for 96 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of California.
Ramos Financial Corporation provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and market timing services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ramos Financial Corporation is $140.27 million. The firm's AUM has grown by 427% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Ramos Financial Corporation for their services and products based on a percentage of assets under management, hourly charges, fixed fees, commissions, and performance-based fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Charles Joseph Ramos has been acting as President since 1 Apr 2002. Ian David Berman joined the executive team most recently as the Cfo/Chief Compliance Officer.
The principal office where Ramos Financial Corporation performs its advisory services is located at 900 Larkspur Landing Circle, Larkspur, CA 94939, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 415-464-9700 or by fax 415-464-9755. The normal business hours are 8:00 a.m.-6:00 p.m. on Monday - Friday.