ALPhagen Capital Limited is a large advisory firm based in London. It manages $2.09 billion of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California, Connecticut, Iowa, and 7 other states.
ALPhagen Capital Limited provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and portfolio management for hedge funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of ALPhagen Capital Limited is $2.09 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -35% since the beginning of its operation, and $1.69 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay ALPhagen Capital Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Lesley Elaine Cairney is pooled investment vehicles with 11 clients and $1.87 billion of assets under management. Among the 9 most similar advisory firms, ALPhagen Capital Limited has the 3rd lowest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $1.87 billion for 11 clients. 75% of the firm’s clients are foreign persons or businesses.
ALPhagen Capital Limited also advises several private funds. Namely, seven hedge funds and one other private fund. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.
The company employs 49 people that are either part- or full-time employees. 73 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There are 5 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Lesley Elaine Cairney has been acting as President since 1 Jun 2013. Susan Kelly Wold joined the executive team most recently as the Chief Compliance Officer.
The principal office where ALPhagen Capital Limited performs its advisory services is located at 201 Bishopsgate, London, Ec2 M 3 Ae, which is also the mailing address of the firm. An additional office of the firm is in Denver, CO. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number +442078181818 or by fax +442078181819. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at henderson.com and its LinkedIn profile.