Spc Financial Inc is a large advisory firm based in Rockville. It manages $628.03 million of regulatory assets for 1,919 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 20 other states.
Spc Financial provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars and workshops. It prepares financial plans for approximately 700 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Spc Financial Inc is $628.03 million. The firm's AUM has grown by 181% since the beginning of its operation, and $3.5 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Spc Financial Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Spc Financial is high net worth individuals with 301 clients and $486.34 million of assets under management. Among the 12 most similar advisory firms, Spc Financial has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $628.03 million for 712 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Spc Financial doesn't advise any private funds.
The company employs 24 people that are either part- or full-time employees. 58 percent of the employees work as investment advisers or researchers. 14 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Spc Financial Inc performs its advisory services is located at 3202 Tower Oaks Blvd, Rockville, MD 20852 4219, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 301-770-6800 or by fax 301-770-9031. The normal business hours are 8:30 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at spcfinancial.com.