Goodwood Capital Management, LLC (Baton Rouge)

Name: Goodwood Capital Management, LLC
Address: 450 Laurel Street, Baton Rouge, LA, 70801
Telephone: 225-706-1599

Goodwood Capital Management, LLC is an adviser based in Baton Rouge. It manages $12.74 million of regulatory assets for 87 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Louisiana.

Goodwood Capital Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Goodwood Capital Management: assets under management

The assets under management (AUM) of Goodwood Capital Management, LLC is $12.74 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -77% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12.74 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $146.41 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 65% of the total AUM. The second-largest asset type is exchange traded securities, which make up 25% of the firm’s portfolio. Investments in cash and cash equivalents form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Goodwood Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Goodwood Capital Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Goodwood Capital Management is high net worth individuals with 9 clients and $7.71 million of assets under management. Among the 2 most similar advisory firms, Goodwood Capital Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $12.74 million for 54 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Goodwood Capital Management doesn't advise any private funds.

Careers at Goodwood Capital Management, LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ryan D Thibodeaux	Manager/chief compliance officer	1 Apr 2012	Other	4509754
Llc Goodwood Partners	Member	1 Mar 2013	75% - 100%	46-1691122
Llc Maple Leaf Capital Iii	Member	1 Mar 2013	Other	06-1822497

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ryan D Thibodeaux	Manager	1 Mar 2013	75% - 100%	4509754
Dane Andreeff	Manager	1 Mar 2013	75% - 100%	4453562

Based in Baton Rouge

The principal office where Goodwood Capital Management, LLC performs its advisory services is located at 450 Laurel Street, Baton Rouge, LA 70801, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 225-706-1599. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at goodwoodcapitalmgmt.com.