Papalia Asset Management, Inc. (Danville)


Papalia Asset Management, Inc. is a large advisory firm based in Danville. It manages $178.71 million of regulatory assets for 1,248 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Connecticut, Delaware, and 8 other states.

Papalia Asset Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Papalia Asset Management: assets under management

The assets under management (AUM) of Papalia Asset Management, Inc. is $178.71 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 157% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $178.71 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $143.19 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Papalia Asset Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Papalia Asset Management, Inc.

Kenneth Richard Ferrone has served as the Chief Investment Officer since 1 Feb 2002. Ned Michael Shanahan joined the executive team most recently as the Chief Legal Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Angelo Mark Papalia President, director 1 Jan 1994 75% - 100% 1865789
Kenneth Richard Ferrone Chief investment officer 1 Feb 2002 Other 2367840
Barton Jay Bradshaw Cco 1 Oct 2004 Other 2604191
Ned Michael Shanahan Chief legal officer 1 Jul 2005 Other 1438885
Paul Seth Dubendorf Chief financial officer, secretary, treasurer 1 Jul 2005 Other 4803852

Based in Danville

The principal office where Papalia Asset Management, Inc. performs its advisory services is located at 2 Walnut Street, Danville, PA 17821, which is also the mailing address of the firm. An additional office of the firm is in Ligonier, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 570-271-1855 or by fax 570-271-1208. The normal business hours are 8:00am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.papaliafinancial.com.