The Parkridge Companies, LLC (Pikesville)


The Parkridge Companies, LLC is an adviser based in Pikesville. It manages $8.58 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of Maryland.

The Parkridge Companies provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

The Parkridge Companies: assets under management

The assets under management (AUM) of The Parkridge Companies, LLC is $8.58 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -95% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $8.58 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.23 million each.

Investments

The firm invests in exchange traded securities the most. They account for 65% of the total AUM. The second-largest asset type is derivatives, which make up 28% of the firm’s portfolio. Investments in government bonds form 7% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay The Parkridge Companies, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients The Parkridge Companies serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pooled investment vehicles. The largest group of clients of The Parkridge Companies is pooled investment vehicles with 1 clients and $4.6 million of assets under management. Among the 3 most similar advisory firms, The Parkridge Companies has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $8.58 million for 9 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

The Parkridge Companies also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $500,000 for each fund.

Careers at The Parkridge Companies, LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Irving Reidy Managing director 1 Mar 2018 25% - 50% 6119068
Chaim Yehuda Finkelstein Managing director 1 Mar 2018 25% - 50% 6065829
Aliza Rochel Raskas Chief compliance officer 1 Mar 2018 25% - 50% 6876109

Based in Pikesville

The principal office where The Parkridge Companies, LLC performs its advisory services is located at 7 Church Lane, Pikesville, MD 21208, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 410-205-7967. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at parkridgeco.com.